The PBOC, SHCH, and SHCH’s clearing members that are U.S. persons or affiliates of U.S. persons should not be able to avoid Commission requirements through perpetual extensions of no-action relief.
Tag: CFTC
CFTC Charges Tennessee Trader and Two Entities with Engaging in Cross-Market and Single-Market Spoofing and Manipulative Schemes
Regulatory and Legal News April 14, 2022 Washington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action … More
CFTC chairman lays out priorities for managing commodity market and cryptocurrency risks during bursts in market activity…
Today, Commodity Futures Trading Commission chair Rostin Behnam delivered remarks at the FIA Boca 2022 International Futures Industry Conference where … More
CFTC Orders London-Based Swap Dealer to Pay $3.25 Million for Swap-Data Reporting, Conflicts of Interest, Mid-Market Mark, and Supervision Failures
March 15, 2022 Washington, D.C. — The Commodity Futures Trading Commission today simultaneously filed and settled charges against ED&F Man Capital Markets, … More
Interbank Market News Scan: Bank of England prepares to announce its policy rate. ADP sends labor market scare.
Legal/Regulatory/Political Events On 28 January 2022, the Commodity Futures Trading Commission charged five individuals and five firms with fraud in … More